Surface binding energy shifts, mixed valence and localization of 4f electrons: Ce vs. Sm (invited)

Abstract
Synchrotron radiation and x‐ray photoemission studies of ’’divalent’’ SmS, SmSe and ’’trivalent’’ SmSb as well as Sm metal strongly suggest the existence of a surface induced binding energy shift EsB (?0.5 eV to greater EB) of the 4f6 configuration in SmS and SmSe. The divalent surface component of Sm metal has been resolved spectroscopically and has EsB (4f6,6H) ∼0.8 eV relative to the Fermi energy EF. Resonance enhanced 4f emission has been used to determine EB for the 4f1 configuration in the metallic chalcogenides CeS, CeSe and CeTe as well as in the pnictides CeAs and CeN. A resonant two‐peak structure located at EF and at EB∼1 eV indicates a 4f surface binding energy shift of this magnitude in this fascinating ’’mixed valent’’ nitride. No shift could be resolved in the other Ce compounds having EB (4f1) between 1.8 and 2.6 eV. This is assigned to the more ’’band‐like’’, delocalized behaviour of 4f states in CeN. Constant‐final‐ and initial‐state spectra of CeN differ significantly from those of the other Ce compounds having f‐count near to unity. We take this as a further indication of the mixed valent character of CeN. Resonance enhancement of the cross section of bonding levels (other than 4f states) is also observed, allowing to identify 5d mixing in the valence band. The results of these studies will serve as a novel basis for understanding the exact nature of the 4f state and related anomalous (magnetic) properties of these Ce compounds as well as in Ce itself and its intermetallic compounds.