Mixed valency, hole concentration, and Tc in YBa2Cu3O6+x

Abstract
Combining the assumptions that in orthorhombic YBa2 Cu3 O6+x oxygen is removed from the CuO chains one chain at a time and that the Cu atoms in the twofold coordinated sites of the empty chains have a valence of +1 leads to the prediction that the number of Cu1+ ions per unit cell is equal to 1-x. X-ray absorption measurements at the Cu K edge in both oriented and unoriented quenched samples with 0<x≤1 confirm this prediction. Charge neutrality then requires that the number of O 2p holes per unit cell be equal to x. It follows that the superconducting transition temperature Tc should be proportional to x (rather than 2x-1), as observed in our quenched samples. Thus, the CuO chains, though not required for superconductivity, act as an electron reservoir which serves to maximize Tc when oxygen is removed. The nonlinear variation of Tc observed in annealed samples is explainable in terms of spinodal decomposition, as first suggested by Khachaturyan and Morris.