Theoretical Investigations of Carbon Nanotube Growth

Abstract

The growth of carbon nanotubes was investigated using a variety of complementary simulation techniques. Currently, a number of experimental methods are used to synthesize carbon nanotubes suggesting that different mechanisms play a role in their formation. However, it has been shown that growth of nanotubes takes place primarily at the open-ended tips of nanotubes. Ab initio simulations show that the high electric fields present at the nanotube tips in carbon arc discharges cannot be responsible for keeping the tubes open. Rather, the opening and closing of tubes is controlled by the formation of curvature-inducing defects such as adjacent pentagon pairs. On narrow tubes, the formation of such defects is favored leading to the rapid closure of the tubes. By contrast, the formation of hexagons, which lead to straight open-ended growth is favored on large-diameter tubes, with an estimated crossover radius of about 3 nm. Large-scale molecular dynamics and kinetic Monte Carle simulations have been used to verify these ideas. We have also explored the role of the so-called lip–lip interactions during growth. Such an interaction is important in producing multiwalled nanotubes, where the interaction between two open nanotube tips leads to the formation of a network of bonds. Simulations show that such an interaction is indeed significant, but does not provide the additional stabilization required for straight, open-ended, multiwalled nanotube growth. Finally, we consider the formation of nanotubes in the presence of large and small catalytic particles. In the former case, growth is believed to take place via a root-growth mechanism, while the direct adsorption and extrusion of carbon from the vapor dominates the latter. Both mechanisms lead to the formation of small-diameter, single-wall nanotubes.