Bonding and interface states ofSi:HfO2andSi:ZrO2interfaces

Abstract
First principles calculations of the (100)Si:ZrO2 and HfO2 interfaces are presented. A number of interface configurations satisfying valence bonding requirements are constructed, and their total energies, relaxed structures, interface electronic states and band offsets are calculated. An interface with three coordinated oxygen sites is found to be the most stable oxygen-terminated interface for a 1×1 surface unit cell, and an interface with a tenfold coordinated Hf is the most stable for the metal-terminated interfaces. All the oxygen-terminated interfaces satisfying the valence requirements are found to be semiconducting, without gap states. The tenfold coordinated metal-terminated interface is found to be metallic, making this interface not useful for devices. The band offsets are found to vary by up to 0.7eV for different interface terminations, showing that band offsets can in principle be controlled by chemistry.